Executives

Efficient, clear advice for busy professionals with complex finances.

Maximize your WEalth

We help executive clients:

Identify their personal, professional and family goals and priorities
Understand how their executive compensation works, including stock options and RSUs
Create a tax-wise plan for managing concentrated stock positions
Develop projections to assess the impact of different financial decisions over time
Determine whether and how much to participate in deferred compensation plans and other benefits

Case Study

Jim & Anne

The Clients

Jim is a senior executive in a highly visible role at a Fortune 500 company. While financially savvy, he travels frequently and prefers to spend his downtime spending quality time with his wife and kids and road cycling.

The Challenge

Jim’s income, including salary, bonus, deferred compensation and company stock grants, make his wealth highly dependent on his company’s performance. He had also accumulated a large amount of concentrated positions in the Mag 7 stocks and felt it was time to diversify his portfolio.

The Needs

Jim is concerned about the risk in his finances, and wants a thoughtful, tax-efficient plan to address it. He also wants to better understand whether their family can afford both a remodel and a second home, while staying on track to fund their 3 kids’ college tuitions.

The Solution

How We Helped

We sat down with Jim and his wife Anne to learn about their shared goals, both near time and in the future. After clarifying their values and discussing a few scenarios, we identified their preferred path forward, then helped them design and implement a customized strategic plan for their finances.

Understand his current and future financial exposure to his company’s performance
Assess the pros / cons/ and tax impact of holding different levels of company stock
Create a tax-efficient plan to sell his concentrated stock positions
Develop financial projections to assess the impact of their remodel and buying a second home
Design an estate plan to take advantage of current and future tax opportunities
Develop a legacy plan to thoughtfully pass their wealth to the next generation

Our Services

Financial Planning
Cash Flow and Budgeting
Estate Plan Design

Investment Management
Risk Management
Sudden Wealth Guidance (Liquidity Event & Inheritance)

Business Exit Planning
Tax Minimization Strategies
Stock Option and Restricted Stock Planning

Are We the Firm for You?

Finding the Right Advisor
is Important.

We may be a good fit if:

You want a clear financial plan and investment strategy to reach your goals
Getting and keeping your entire financial house in order is a priority
You value having an ongoing relationship with a trusted partner

Take the First Step

We are committed to helping executives maximize their wealth. If you’d like to learn more about how we work with our clients, schedule a complimentary 30-minute introductory call with one of our Advisors.

Schedule a Meeting

Memberships & Associations